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Total 100 questions

Artificial Intelligence Governance Professional Questions and Answers

Question 1

What type of organizational risk is associated with Al's resource-intensive computing demands?

Options:

A.

People risk.

B.

Security risk.

C.

Third-party risk.

D.

Environmental risk.

Question 2

CASE STUDY

Please use the following answer the next question:

ABC Corp, is a leading insurance provider offering a range of coverage options to individuals. ABC has decided to utilize artificial intelligence to streamline and improve its customer acquisition and underwriting process, including the accuracy and efficiency of pricing policies.

ABC has engaged a cloud provider to utilize and fine-tune its pre-trained, general purpose large language model (“LLM”). In particular, ABC intends to use its historical customer data—including applications, policies, and claims—and proprietary pricing and risk strategies to provide an initial qualification assessment of potential customers, which would then be routed tA. human underwriter for final review.

ABC and the cloud provider have completed training and testing the LLM, performed a readiness assessment, and made the decision to deploy the LLM into production. ABC has designated an internal compliance team to monitor the model during the first month, specifically to evaluate the accuracy, fairness, and reliability of its output. After the first month in production, ABC realizes that the LLM declines a higher percentage of women's loan applications due primarily to women historically receiving lower salaries than men.

Each of the following steps would support fairness testing by the compliance team during the first month in production EXCEPT?

Options:

A.

Validating a similar level of decision-making across different demographic groups.

B.

Providing the loan applicants with information about the model capabilities and limitations.

C.

Identifying if additional training data should be collected for specific demographic groups.

D.

Using tools to help understand factors that may account for differences in decision-making.

Question 3

According to the GDPR's transparency principle, when an Al system processes personal data in automated decision-making, controllers are required to provide data subjects specific information on?

Options:

A.

The existence of automated decision-making and meaningful information on its logic and consequences.

B.

The personal data used during processing, including inferences drawn by the Al system about the data.

C.

The data protection impact assessments carried out on the Al system and legal bases for processing.

D.

The contact details of the data protection officer and the data protection national authority.

Question 4

According to the EU Al Act, providers of what kind of machine learning systems will be required to register with an EU oversight agency before placing their systems in the EU market?

Options:

A.

Al systems that are harmful based on a legal risk-utility calculation.

B.

Al systems that are "strong" general intelligence.

C.

Al systems trained on sensitive personal data.

D.

Al systems that are high-risk.

Question 5

According to the GDPR, what is an effective control to prevent a determination based solely on automated decision-making?

Options:

A.

Provide a just-in-time notice about the automated decision-making logic.

B.

Define suitable measures to safeguard personal data.

C.

Provide a right to review automated decision.

D.

Establish a human-in-the-loop procedure.

Question 6

All of the following are common optimization techniques in deep learning to determine weights that represent the strength of the connection between artificial neurons EXCEPT?

Options:

A.

Gradient descent, which initially sets weights arbitrary values, and then at each step changes them.

B.

Momentum, which improves the convergence speed and stability of neural network training.

C.

Autoregression, which analyzes and makes predictions about time-series data.

D.

Backpropagation, which starts from the last layer working backwards.

Question 7

Which of the following disclosures is NOT required for an EU organization that developed and deployed a high-risk Al system?

Options:

A.

The human oversight measures employed.

B.

How an individual may contest a decision.

C.

The location(s) where data is stored.

D.

The fact that an Al system is being used.

Question 8

Under the NIST Al Risk Management Framework, all of the following are defined as characteristics of trustworthy Al EXCEPT?

Options:

A.

Tested and Effective.

B.

Secure and Resilient.

C.

Explainable and Interpretable.

D.

Accountable and Transparent.

Question 9

A company developed Al technology that can analyze text, video, images and sound to tag content, including the names of animals, humans and objects.

What type of Al is this technology classified as?

Options:

A.

Deductive inference.

B.

Multi-modal model.

C.

Transformative Al.

D.

Expert system.

Question 10

A U.S. mortgage company developed an Al platform that was trained using anonymized details from mortgage applications, including the applicant’s education, employment and demographic information, as well as from subsequent payment or default information. The Al platform will be used automatically grant or deny new mortgage applications, depending on whether the platform views an applicant as presenting a likely risk of default.

Which of the following laws is NOT relevant to this use case?

Options:

A.

Fair Housing Act.

B.

Fair Credit Reporting Act.

C.

Equal Credit Opportunity Act.

D.

Title VII of the Civil Rights Act of 1964.

Question 11

A company is creating a mobile app to enable individuals to upload images and videos, and analyze this data using ML to provide lifestyle improvement recommendations. The signup form has the following data fields:

1.First name

2.Last name

3.Mobile number

4.Email ID

5.New password

6.Date of birth

7.Gender

In addition, the app obtains a device's IP address and location information while in use.

What GDPR privacy principles does this violate?

Options:

A.

Purpose Limitation and Data Minimization.

B.

Accountability and Lawfulness.

C.

Transparency and Accuracy.

D.

Integrity and Confidentiality.

Question 12

The OECD's Ethical Al Governance Framework is a self-regulation model that proposes to prevent societal harms by?

Options:

A.

Establishing explain ability criteria to responsibly source and use data to train Al systems.

B.

Defining requirements specific to each industry sector and high-risk Al domain.

C.

Focusing on Al technical design and post-deployment monitoring.

D.

Balancing Al innovation with ethical considerations.

Question 13

CASE STUDY

Please use the following answer the next question:

Good Values Corporation (GVC) is a U.S. educational services provider that employs teachers to create and deliver enrichment courses for high school students. GVC has learned that many of its teacher employees are using generative Al to create the enrichment courses, and that many of the students are using generative Al to complete their assignments.

In particular, GVC has learned that the teachers they employ used open source large language models (“LLM”) to develop an online tool that customizes study questions for individual students. GVC has also discovered that an art teacher has expressly incorporated the use of generative Al into the curriculum to enable students to use prompts to create digital art.

GVC has started to investigate these practices and develop a process to monitor any use of generative Al, including by teachers and students, going forward.

Which of the following risks should be of the highest concern to individual teachers using generative Al to ensure students learn the course material?

Options:

A.

Financial cost.

B.

Model accuracy.

C.

Technical complexity.

D.

Copyright infringement.

Question 14

CASE STUDY

Please use the following answer the next question:

XYZ Corp., a premier payroll services company that employs thousands of people globally, is embarking on a new hiring campaign and wants to implement policies and procedures to identify and retain the best talent. The new talent will help the company's product team expand its payroll offerings to companies in the healthcare and transportation sectors, including in Asia.

It has become time consuming and expensive for HR to review all resumes, and they are concerned that human reviewers might be susceptible to bias.

Address these concerns, the company is considering using a third-party Al tool to screen resumes and assist with hiring. They have been talking to several vendors about possibly obtaining a third-party Al-enabled hiring solution, as long as it would achieve its goals and comply with all applicable laws.

The organization has a large procurement team that is responsible for the contracting of technology solutions. One of the procurement team's goals is to reduce costs, and it often prefers lower-cost solutions. Others within the company are responsible for integrating and deploying technology solutions into the organization's operations in a responsible, cost-effective manner.

The organization is aware of the risks presented by Al hiring tools and wants to mitigate them. It also questions how best to organize and train its existing personnel to use the Al hiring tool responsibly. Their concerns are heightened by the fact that relevant laws vary across jurisdictions and continue to change.

Which of the following measures should XYZ adopt to best mitigate its risk of reputational harm from using the Al tool?

Options:

A.

Test the Al tool pre- and post-deployment.

B.

Ensure the vendor assumes responsibility for all damages.

C.

Direct the procurement team to select the most economical Al tool.

D.

Continue to require XYZ's hiring personnel to manually screen all applicants.

Question 15

All of the following are penalties and enforcements outlined in the EU Al Act EXCEPT?

Options:

A.

Fines for SMEs and startups will be proportionally capped.

B.

Rules on General Purpose Al will apply after 6 months as a specific provision.

C.

The Al Pact will act as a transitional bridge until the Regulations are fully enacted.

D.

Fines for violations of banned Al applications will be €35 million or 7% global annual turnover (whichever is higher).

Question 16

To maintain fairness in a deployed system, it is most important to?

Options:

A.

Protect against loss of personal data in the model.

B.

Monitor for data drift that may affect performance and accuracy.

C.

Detect anomalies outside established metrics that require new training data.

D.

Optimize computational resources and data to ensure efficiency and scalability.

Question 17

What is the term for an algorithm that focuses on making the best choice achieve an immediate objective at a particular step or decision point, based on the available information and without regard for the longer-term best solutions?

Options:

A.

Single-lane.

B.

Optimized.

C.

Efficient.

D.

Greedy.

Question 18

Which of the following Al uses is best described as human-centric?

Options:

A.

Pattern recognition algorithms are used to improve the accuracy of weather predictions, which benefits many industries and everyday life.

B.

Autonomous robots are used to move products within a warehouse, allowing human workers to reduce physical strain and alleviate monotony.

C.

Machine learning is used for demand forecasting and inventory management, ensuring that consumers can find products they want when they want them.

D.

Virtual assistants are used adapt educational content and teaching methods to individuals, offering personalized recommendations based on ability and needs.

Question 19

Which of the following would be the least likely step for an organization to take when designing an integrated compliance strategy for responsible Al?

Options:

A.

Conducting an assessment of existing compliance programs to determine overlaps and integration points.

B.

Employing a new software platform to modernize existing compliance processes across the organization.

C.

Consulting experts to consider the ethical principles underpinning the use of Al within the organization.

D.

Launching a survey to understand the concerns and interests of potentially impacted stakeholders.

Question 20

CASE STUDY

Please use the following answer the next question:

A mid-size US healthcare network has decided to develop an Al solution to detect a type of cancer that is most likely arise in adults. Specifically, the healthcare network intends to create a recognition algorithm that will perform an initial review of all imaging and then route records a radiologist for secondary review pursuant agreed-upon criteria (e.g., a confidence score below a threshold).

To date, the healthcare network has taken the following steps: defined its Al ethical principles: conducted discovery to identify the intended uses and success criteria for the system: established an Al governance committee; assembled a broad, crossfunctional team with clear roles and responsibilities; and created policies and procedures to document standards, workflows, timelines and risk thresholds during the project.

The healthcare network intends to retain a cloud provider to host the solution and a consulting firm to help develop the algorithm using the healthcare network's existing data and de-identified data that is licensed from a large US clinical research partner.

Which stakeholder group is most important in selecting the specific type of algorithm?

Options:

A.

The cloud provider.

B.

The consulting firm.

C.

The healthcare network'sdata science team.

D.

The healthcare network's Al governance committee.

Question 21

All of the following are reasons to deploy a challenger Al model in addition a champion Al model EXCEPT to?

Options:

A.

Provide a framework to consider alternatives to the champion model.

B.

Automate real-time monitoring of the champion model.

C.

Perform testing on the champion model.

D.

Retrain the champion model.

Question 22

Pursuant to the White House Executive Order of November 2023, who is responsible for creating guidelines to conduct red-teaming tests of Al systems?

Options:

A.

National Institute of Standards and Technology (NIST).

B.

National Science and Technology Council (NSTC).

C.

Office of Science and Technology Policy (OSTP).

D.

Department of Homeland Security (DHS).

Question 23

CASE STUDY

Please use the following answer the next question:

A local police department in the United States procured an Al system to monitor and analyze social media feeds, online marketplaces and other sources of public information to detect evidence of illegal activities (e.g., sale of drugs or stolen goods). The Al system works by surveilling the public sites in order to identify individuals that are likely to have committed a crime. It cross-references the individuals against data maintained by law enforcement and then assigns a percentage score of the likelihood of criminal activity based on certain factors like previous criminal history, location, time, race and gender.

The police department retained a third-party consultant assist in the procurement process, specifically to evaluate two finalists. Each of the vendors provided information about their system's accuracy rates, the diversity of their training data and how their system works. The consultant determined that the first vendor’s system has a higher accuracy rate and based on this information, recommended this vendor to the police department.

The police department chose the first vendor and implemented its Al system. As part of the implementation, the department and consultant created a usage policy for the system, which includes training police officers on how the system works and how to incorporate it into their investigation process.

The police department has now been using the Al system for a year. An internal review has found that every time the system scored a likelihood of criminal activity at or above 90%, the police investigation subsequently confirmed that the individual had, in fact, committed a crime. Based on these results, the police department wants to forego investigations for cases where the Al system gives a score of at least 90% and proceed directly with an arrest.

During the procurement process, what is the most likely reason that the third-party consultant asked each vendor for information about the diversity of their datasets?

Options:

A.

To comply with applicable law.

B.

To assist the fairness of the Al system.

C.

To evaluate the reliability of the Al system.

D.

To determine the explainability of the Al system.

Question 24

A company plans on procuring a tool from an Al provider for its employees to use for certain business purposes.

Which contractual provision would best protect the company's intellectual property in the tool, including training and testing data?

Options:

A.

The provider willgive privacy notice to individuals before using their personal data to train or test the tool.

B.

The provider willdefend and indemnify the company against infringement claims.

C.

The provider willobtain and maintain insurance to cover potential claims.

D.

The provider willwarrant that the tool will work as intended.

Question 25

The most important factor in ensuring fairness when training an Al system is?

Options:

A.

The architecture and model selection.

B.

The data labeling and classification.

C.

The data attributes and variability.

D.

The model accuracy and scale.

Question 26

All of the following are included within the scope of post-deployment Al maintenance EXCEPT?

Options:

A.

Ensuring that all model components are subject a control framework.

B.

Dedicating experts to continually monitor the model output.

C.

Evaluating the need for an audit under certain standards.

D.

Defining thresholds to conduct new impact assessments.

Question 27

CASE STUDY

Please use the following answer the next question:

A mid-size US healthcare network has decided to develop an Al solution to detect a type of cancer that is most likely arise in adults. Specifically, the healthcare network intends to create a recognition algorithm that will perform an initial review of all imaging and then route records a radiologist for secondary review pursuant Agreed-upon criteria (e.g., a confidence score below a threshold).

To date, the healthcare network has taken the following steps: defined its Al ethical principles: conducted discovery to identify the intended uses and success criteria for the system: established an Al governance committee; assembled a broad, crossfunctional team with clear roles and responsibilities; and created policies and procedures to document standards, workflows, timelines and risk thresholds during the project.

The healthcare network intends to retain a cloud provider to host the solution and a consulting firm to help develop the algorithm using the healthcare network's existing data and de-identified data that is licensed from a large US clinical research partner.

The most significant risk from combining the healthcare network’s existing data with the clinical research partner data is?

Options:

A.

Privacy risk.

B.

Security risk.

C.

Operational risk.

D.

Reputational risk.

Question 28

CASE STUDY

Please use the following answer the next question:

A local police department in the United States procured an Al system to monitor and analyze social media feeds, online marketplaces and other sources of public information to detect evidence of illegal activities (e.g., sale of drugs or stolen goods). The Al system works by surveilling the public sites in order to identify individuals that are likely to have committed a crime. It cross-references the individuals against data maintained by law enforcement and then assigns a percentage score of the likelihood of criminal activity based on certain factors like previous criminal history, location, time, race and gender.

The police department retained a third-party consultant assist in the procurement process, specifically to evaluate two finalists. Each of the vendors provided information about their system's accuracy rates, the diversity of their training data and how their system works. The consultant determined that the first vendor’s system has a higher accuracy rate and based on this information, recommended this vendor to the police department.

The police department chose the first vendor and implemented its Al system. As part of the implementation, the department and consultant created a usage policy for the system, which includes training police officers on how the system works and how to incorporate it into their investigation process.

The police department has now been using the Al system for a year. An internal review has found that every time the system scored a likelihood of criminal activity at or above 90%, the police investigation subsequently confirmed that the individual had, in fact, committed a crime. Based on these results, the police department wants to forego investigations for cases where the Al system gives a score of at least 90% and proceed directly with an arrest.

Which Al risk would NOT have been identified during the procurement process based on the categories of information requested by the third-party consultant?

Options:

A.

Security.

B.

Accuracy.

C.

Explainability.

D.

Discrimination.

Question 29

CASE STUDY

Please use the following answer the next question:

A local police department in the United States procured an Al system to monitor and analyze social media feeds, online marketplaces and other sources of public information to detect evidence of illegal activities (e.g., sale of drugs or stolen goods). The Al system works by surveilling the public sites in order to identify individuals that are likely to have committed a crime. It cross-references the individuals against data maintained by law enforcement and then assigns a percentage score of the likelihood of criminal activity based on certain factors like previous criminal history, location, time, race and gender.

The police department retained a third-party consultant assist in the procurement process, specifically to evaluate two finalists. Each of the vendors provided information about their system's accuracy rates, the diversity of their training data and how their system works. The consultant determined that the first vendor’s system has a higher accuracy rate and based on this information, recommended this vendor to the police department.

The police department chose the first vendor and implemented its Al system. As part of the implementation, the department and consultant created a usage policy for the system, which includes training police officers on how the system works and how to incorporate it into their investigation process.

The police department has now been using the Al system for a year. An internal review has found that every time the system scored a likelihood of criminal activity at or above 90%, the police investigation subsequently confirmed that the individual had, in fact, committed a crime. Based on these results, the police department wants to forego investigations for cases where the Al system gives a score of at least 90% and proceed directly with an arrest.

When notifying an accused perpetrator, what additional information should a police officer provide about the use of the Al system?

Options:

A.

Information about the accuracy of the Al system.

B.

Information about how the accused can oppose the charges.

C.

Information about the composition of the training data of the system.

D.

Information about how the individual was identified by the Al system.

Question 30

You are an engineer that developed an Al-based ad recommendation tool.

Which of the following should be monitored to evaluate the tool’s effectiveness?

Options:

A.

Output data, assess the delta between the prediction and actual ad clicks.

B.

Algorithmic patterns, to show the model has a high degree of accuracy.

C.

Input data, to ensure the ads are reaching the target audience.

D.

GPU performance, to evaluate the tool's robustness.

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Total 100 questions